AV Dicey

Arthur Aughey: England's Case

Article for the English Democrats, October 2007.

As an academic, life has its delicious coincidences, especially for someone studying the politics of Englishness. I was recently re-reading AV Dicey’s classic book, England’s Case against Home Rule, first published in 1886 and I couldn’t believe my luck when I picked up the October edition of Prospect Magazine to find Jack Straw, Justice Secretary and Lord Chancellor, arguing that pursuing ‘Little England’ policies which create resentment between the peoples of Britain is ‘a sure means of destroying the union’. Defending ‘asymmetrical’ devolution, he couched his argument in terms of the Gladstonian Home Rule debate. Here was implicit criticism of Dicey, for Straw’s message was that critics of devolution from a ‘Little England’ perspective should learn from the experience of Irish Home Rule ‘and understand that it is by embracing devolution that the union has been able to survive and to thrive’. But what lesson is to be learnt? And what are the warnings from history that Dicey was making?

Dicey’s objective was to criticize the policy of Home Rule for Ireland from a purely English point of view because he believed it to be ‘at least as much opposed to the vital interests of England’ as it was a threat to the stability of the Union. It was ‘a plan for revolutionizing the constitution of the whole of the United Kingdom’ and as such, it must be ‘a scheme which promises to England at least not greater evils than the maintenance of the Union or than Irish independence’. Furthermore, Home Rule was not Local Self-Government. According to Dicey ‘Local Self-Government however extended means the delegation, Home Rule however curtailed means the surrender, of Parliamentary authority’. What was on offer for Ireland (and granted today to Scotland, Wales and Northern Ireland) was qualitatively different from what was thought expedient for England. Dicey also disputed the proposition that Home Rule was an equitable compromise between English interests and the legitimate claims of Irish nationality. Home Rule was unfair because whatever its ‘hypothetical benefits it threatens more than countervailing loss to England’. It would bring ‘large pecuniary sacrifice’ without a reasonable hope of ‘creating real harmony of feeling between Great Britain and Ireland’. Finally, Dicey was convinced that the logic of Home Rule was the break-up of the United Kingdom. Interestingly, he believed the pressure would come from not from Ireland but from England: ‘Grant it, and in a short time Irish independence will become the wish of England’. At that point, ‘it will be clear that the Union must for the sake of England, no less than of Ireland, come to an end’.

Contemporary English nationalism has inverted Dicey’s argument but not his logic. His case against Home Rule has transmuted into England’s case for Home Rule (for itself). Let’s consider this case. The English (nationalist) case is surely that devolution has indeed delivered for England the disadvantages of separatism without the advantages of Union; that the English are sacrificing their legitimate claims to nationhood in the interests of maintaining the Union. The alternative to English Home Rule or an English parliament has been regionalism – another way of describing Local Self Government – but this is not only an administrative enormity but also the outward manifestation of the Labour Government’s suspicion of the English nation. By partitioning England into regions it is accused of concealing the injustice done to national identity. That regionalism has been rejected by the people has not meant that English Home Rule is any more acceptable to Government and this shows how deeply rooted is its anti-English sentiment. As for ‘real harmony of feeling’ and ‘pecuniary sacrifice’, the case is that devolution means subsidised self-determination, one in which the Scots, Welsh and Northern Irish get the self-determination and the English do the subsidising. This is now a widespread sentiment. A Sunday Telegraph ICM poll last year found that 59% of English respondents approved of Scottish independence; that 68% favoured an English Parliament; and that 60% thought it was unjust for Scotland to have a higher level of public expenditure per head of population than England. Moreover, in a recent study of the Union, McLean and McMillan concluded more or less as Dicey had predicted: that England would lose patience with asymmetric devolution. The future of the Union, they argued, is likely to replicate the ‘Slovak scenario’, a scenario that ‘would be driven from England’ and by an ‘English backlash’.

So maybe Mr Straw is right to be anxious about the direction of opinion. Though I sympathise with his defence of the Union, the terms in which he poses it require serious reconsideration. Perhaps it is time to return to Dicey and, for those interested in the United Kingdom - but who have a genuine regard for England’s ‘case’ - to be sensitive to what it might tell us.

Arthur Aughey is Professor of Politics at the University of Ulster. He is author of The Politics of Englishness Manchester University Press 2007.

Arthur Aughey: Diceyean Theory (or England's Case for Home Rule)

History never repeats itself, it only stutters as the Parisian radicals of 1968 used to say. What appears to be Groundhog Day is really something different. Nevertheless, politicians cannot avoid drawing lessons from history not because history does repeat itself but because they are interested in politics not history. For example, in October 2007 Jack Straw, Justice Secretary and Lord Chancellor, argued that pursuing ‘Little England’ policies that ‘create resentment between the peoples of Britain is a sure means of destroying the union’. Defending the current ‘asymmetrical’ state of the British constitution, he couched his argument with reference to the debate on Home Rule in the late 19th century. Straw’s message was that those who criticise devolution from a Little England perspective should ‘learn from that experience and understand that it is by embracing devolution that the union has been able to survive and to thrive’ (Straw 2007). But what lesson is to be learnt from the Home Rule debate? If Straw really was pointing to a lesson from history, what were the warnings of critics like A V Dicey? I think it is worth revisiting Dicey not in the spirit of drawing a lesson but in the spirit of allowing members of the Campaign for an English Parliament perhaps to understand themselves better. I take as my text Dicey’s England’s Case against Home Rule (1886) and consider an irony – that his arguments against Home Rule for Ireland have become transformed today into England’s Case for Home Rule – at least that is how I read the strategy of the CEP.

Dicey’s objective in England’s Case against Home Rule was ‘to criticize from a purely English point of view the policy of Home Rule’ for Ireland because he believed it to be ‘at least as much opposed to the vital interests of England’ as it was a threat to the stability of the Union. Of course, by ‘England’ Dicey meant ‘Great Britain’ and he used the terms interchangeably, something that is less easy to do today. Certainly, the CEP never confuses the two. Dicey was fully aware of the objection that to consider Home Rule for Ireland from an English point of view was to consider policy from ‘the wrong side’. Surely this was a matter ‘for the people of Ireland alone’ and a question which should be subject only to an examination from an Irish point of view? Far from this objection being valid, Dicey believed that leaving such matters for the consideration of the Irish alone was an entirely misconceived policy, a claim of political convenience rather than of constitutional validity. Home Rule was ‘a plan for revolutionizing the constitution of the whole of the United Kingdom’ and so there was no English arrogance ‘in insisting that the proposed change must not take place if it be adverse to the interests of Great Britain’. The case for Irish Home Rule was a case for a new political partnership, a revision of the Union’s ‘Articles of Association’, and there was nothing imperialistic or denigrating to the principle of nationality in the argument that ‘no modification can be made which in the judgement of his associates is fatal to the prosperity of the concern’. The only scheme of Home Rule which could be acceptable to England, according to Dicey, had to satisfy three conditions:

  • it should be consistent with the supremacy of the British Parliament
  • it should do justice to each part of the United Kingdom
  • it should promise finality.

It must, in short, be ‘a scheme which promises to England at least not greater evils than the maintenance of the Union or than Irish independence’.

In the first instance, Dicey explained that Home Rule was not Local Self-Government. The latter was compatible with the supremacy of the Westminster Parliament but the very aim of Home rule was to introduce a new relationship between the Irish people and Westminster. ‘Local Self-Government however extended means the delegation, Home Rule however curtailed means the surrender, of Parliamentary authority’. In an anticipation of one constitutional debate after 1997, Dicey noted how advocates of reform in England wished local self-government to be greatly extended there and thought that this was a sufficient principle of democratic government. But what was on offer to Ireland was a form of government designed to meet the ‘feeling of nationality’ and it was desired by Irish nationalists precisely because it would check the authority of Westminster, something which no reform of local government could do. ‘When they wish to minimize the sacrifice to England of establishing a Parliament in Ireland, they bring Home Rule down nearly to the proportions of Local Self-Government; when they wish to maximise – if the word may be allowed – the blessings to Ireland of a separate legislature, they all but identify Home Rule with National Independence’. Did not Tony Blair speak of the Scottish Parliament being a mere ‘parish council’? But did not Gordon Brown subscribe to Scotland’s Claim of Right? Dicey’s summary of the effects of this policy was that it was likely to bring not the best, but the worst, of all worlds for England: ‘Home Rule, while involving almost all the evils of Separation, will be found on examination not to hold out anything like the same hopes of compensating advantages’. And this larger point was crucial even before any detailed examination were made of the practicalities of the new constitutional arrangements.

Second, Dicey disputed the proposition that Home Rule was an equitable compromise between English interests and the legitimate claims of Irish nationality. He was not impressed by the notion that England owed anything to Irish nationality by virtue of the need to redeem past wrongs. To anyone who looks at history with philosophical calmness and not with the intent to agitate, argued Dicey, the failures of England in its relations with Ireland ‘have to a great extent flowed from causes too general to be identified with the intentional wrong-doing either of rulers or of subjects’. Though it could be shown that a majority of Irish electors supported Home Rule, and the claim be made that the will of that majority should be recognised, it could equally be shown that a majority of electors in the United Kingdom willed that the Union be maintained. The point that Dicey was making was the insufficiency, not the inadmissibility, of arguments according to popular sovereignty. Such arguments were often at odds with principles of sound government and usually at odds with the idea of the Union for they involved an assumption that the rights of the parts – nations – were greater than the sum of British interests. In this view, Home Rule was indeed unfair because whatever its ‘hypothetical benefits it threatens more than countervailing loss to England’ (286). It would dislocate the whole ‘English Constitution’; it would bring ‘large pecuniary sacrifice’ without reasonable hope of ‘creating real harmony of feeling between Great Britain and Ireland’; and it would mean that England continued to carry a burden of responsibility but had no power to ensure that solidarity was reciprocated by the Home Rule jurisdiction.

Finally, Dicey was convinced that Home Rule would lead inexorably to the break-up of the United Kingdom. Interestingly, Dicey’s case was influenced just as much, perhaps more, by the likely attitude of England as it was by the dynamic for separation he believed Irish nationalists really intended. If it were true that Home Rule could be nothing other than ‘injurious to England’ (this was a big ‘if’ but Dicey was certain of the outcome), his famous conclusion that Home Rule was ‘the half-way house to separation’ needs to be put into Dicey’s own consequential context. The sentence that follows is: ‘Grant it, and in a short time Irish independence will become the wish of England’ (my italics). This break-up of the United Kingdom would be as much the product of English discontent as it would be the product of Irish nationalist policy. At that point, ‘it will be clear that the Union must for the sake of England, no less than of Ireland, come to an end’. One could argue that Dicey’s case was misconceived in its predicted outcomes – ‘a gigantic evil’ - for the stability and well-being of the United Kingdom. Or one could argue (as does Straw) that it was Dicey’s argumentative logic which helped to bring about the very thing that he opposed - Irish separation. Underlying this argument is the old (and rather dated) liberal assumption from Gladstone through to Roy Jenkins and beyond that one of the great missed opportunities was the failure to pass Home Rule in 1886, thereby saving all the bloodshed and preserving Ireland within the Union. That is an honourable argument and it was also the argument in favour of devolution to Scotland and Wales after 1997. Home Rule is a Unionist policy.

The Union is in a different condition today, of course, from the one Dicey described. There has been a re-balancing (some would argue un-balancing) of nationality and a re-ordering of the ‘complete unity’ of Britain as Dicey understood it. However, it is possible to argue that a new Diceyean moment presents itself, one which, though drawing on his logic, now advocates a very different case for England. In short, one can argue that England’s case against Home Rule has become transmuted into England’s case for Home Rule (for itself). That, as I see it, is the way the CEP looks at the United Kingdom today. Here is how I see England’s case against Home Rule becoming the CEP’s case for English Home Rule (and England is England, not Great Britain).

Here are the seven elements of the CEP’s case reviewed in as a fulfillment of Dicey’s concerns:

  1. Dicey had argued that Home Rule for Ireland could not be considered by the Irish alone because the consequences for the Union would be general, not particular. The starting point of the CEP case is that England has been ignored in, and its people excluded from, the process of constitutional change. The substance of the case is put as an issue of equity. England has been denied the same opportunity as the other nations of the United Kingdom to express any collective view about how it should be governed.
  2. For Dicey, local self-government was not home rule. For the CEP, equally, the Government’s policy of regionalism cannot meet England’s case. On the contrary, it represents another way to deny England its proper recognition. Only England as a whole can be the frame of reference. Parliament first, then local self-government (if required).
  3. Dicey had disputed the claim that Home Rule would be an equitable compromise, one that would create ‘real harmony of feeling’ within the Union. It is the consistent argument of the CEP that devolution has not, as Labour claimed, strengthened the Union, but weakened it. And the major reason is the constitutional asymmetry of a Scottish Parliament, Assemblies in Wales and Northern Northern Ireland but no reciprocal arrangement for England.
  4. Dicey believed Home Rule would involve a ‘large pecuniary sacrifice’ for the English. His prophesy is one that the CEP asserts has now been realised – that everyone else has got the self-determination and the English have got the subsidisation. That explains the polemics against the Barnett Formula.
  5. Dicey believed that Home Rule would deliver for England the disadvantages of Celtic separatism without the advantages of Union. The CEP claims that the English are now required to sacrifice their legitimate claims to nationhood in the interests of maintaining a Union which satisfies only the needs of the Scots, Welsh and Northern Irish.
  6. Dicey’s view of federalism – or the devolution of ever more powers to national legislatures - was that it would, ‘likely enough be in our case the first step towards a dissolution of the United Kingdom into separate States’. The CEP is more equivocal on that proposition – some are in favour others possibly less so. But this question identifies, I think, a difference of opinion within the Campaign in 7 below.
  7. Dicey also feared that independence for Ireland would become the wish of the English, based on his calculation that the frustration the majority nation would experience trying to make a devolved state function. It would become intolerable to England. This is actually the conclusion of a recent book by McLean and McMillan The State of the Union (2006) - the ‘Slovak scenario’, a scenario that ‘would be driven from England’, the result of an ‘English backlash’ - a book which criticises Dicey but reaches a Diceyean conclusion.

Here Dicey perceived a tension between the lure of simple separatism as a way to address national grievances and the drudgery of fashioning intra-Union compromises based on a (possibly) diminishing sense of British solidarity. It is a tension, I believe, which partly constitutes the character of the CEP. In short, the CEP occupies a position profoundly national but not necessarily separatist. This, of course, is the division between nationalism and unionism but it is not one which the CEP needs to resolve – its only objective is to lobby for a Parliament – but it does indicate a tension in the process of lobbying.

Arthur Aughey is Professor of Politics at the University of Ulster and a Fellow of the Royal Society of Arts. He is the author of The Politics of Englishness and has an academic interest in the Campaign for an English Parliament.

On the Record

Is it not time for a bit of English nationalism, instead of endless pandering to the Celtic fringe?

Hansard, 20 Dec 1972

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